Regulatory

We hold ourselves to the highest standards to ensure that our stakeholders' trust is well founded

We strive to exceed the expectations of others, at all times observing and complying with the regulatory environment in which we operate. In the UK, we are authorised and regulated by the Financial Conduct Authority (FCA).

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The following policy documents are available for download as pdfs:

Conflicts of Interest Policy (PDF)

This summarises our policy to identify, monitor and manage conflicts of interest.

Pillar 3 Disclosure (PDF)

This disclosure is made under the requirements of the FCA’s Prudential Sourcebook for Banks, Building Societies and Investment Firms, specifically BIPRU 11.3.3R.

Modern Slavery Act Transparency Statement (PDF)

This statement describes steps taken to prevent modern slavery and human trafficking in all parts of InfraRed’s business and its supply chain.

UK Stewardship Code Disclosure Statement (PDF)

Required under FCA Rule COBS 2.2.3R, this disclosure relates to the nature of our commitment to the UK Financial Reporting Council’s Stewardship Code.

"We seek to conduct ourselves in a manner that is consistent with our values and promotes honest and ethical behaviour in all markets in which we operate." Ko Bhadra
Associate Director, Compliance